Rules of language

Results: 606



#Item
461Securities Exchange Act / Self-regulatory organization / Financial Industry Regulatory Authority / Securities regulation in the United States / Financial system / Financial regulation / Financial economics / World Group Securities / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SR-EDGA[removed]Exhibit 5A Proposed new language is underlined; proposed deletions are marked by [brackets]. Rules of EDGA Exchange, Inc. Rule 2.5. Restrictions

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-08-13 06:28:54
462

SR-NSX[removed]Exhibit 5 Page 16 of 16 EXHIBIT 5 Proposed new language is underlined; proposed deletions are marked by [brackets]. ***** CHAPTER XI. Trading Rules

Add to Reading List

Source URL: www.sec.gov

- Date: 2012-11-29 16:58:54
    463Financial economics / Government / Finance / Direct democracy / Elections / Proxy voting / Investment Advisers Act / Financial adviser / Investment Company Act / Law / United States securities law / 76th United States Congress

    SR-EDGA[removed]Page 28 of 30 EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. Rules of EDGA Exchange, Inc. CHAPTER III. RULES OF FAIR PRACTICE

    Add to Reading List

    Source URL: www.sec.gov

    Language: English - Date: 2013-10-09 07:21:25
    464Fixed exchange-rate system / Stock market / Order / Regulation NMS

    Proposed new language is italicized; proposed deletions are marked by [brackets]. CHAPTER XI. Trading Rules ***** Rule[removed]Orders and Modifiers Users may enter into the System the types of orders listed in this Rule 1

    Add to Reading List

    Source URL: www.sec.gov

    Language: English - Date: 2013-03-25 11:17:32
    465Tort law / Negligence

    SR-EDGX[removed]Page 29 of 30 EXHIBIT 5 Proposed new language is underlined; proposed deletions are in [brackets]. CHAPTER XI. TRADING RULES *****

    Add to Reading List

    Source URL: www.sec.gov

    Language: English - Date: 2013-12-13 09:21:32
    466

    Exhibit 5G Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Exchange, Inc. *** CHAPTER II. MEMBERS OF THE EXCHANGE

    Add to Reading List

    Source URL: www.sec.gov

    - Date: 2013-12-06 16:46:46
      467

      Exhibit 5G Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Y-Exchange, Inc. *** CHAPTER II. MEMBERS OF THE EXCHANGE

      Add to Reading List

      Source URL: www.sec.gov

      - Date: 2013-12-06 17:14:18
        468Market maker / Financial markets / Stock market / Order

        Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS-Y Exchange, Inc. ***** CHAPTER XI. TRADING RULES

        Add to Reading List

        Source URL: www.sec.gov

        Language: English - Date: 2013-09-18 19:49:22
        469Investment / Financial markets / Financial system / General Securities Representative Exam / Professional certification in finance / Registered representative / Investment banking / Proprietary trading / Stock exchange / United States securities law / Stock market / Financial economics

        Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Y-Exchange, Inc. ***** CHAPTER II. MEMBERS OF THE EXCHANGE *****

        Add to Reading List

        Source URL: www.sec.gov

        Language: English - Date: 2013-08-21 12:59:22
        470Native American Graves Protection and Repatriation Act / Archaeology / Hawaiian language / Hawaii / Cemetery / Americas / Death customs / Culture / Burial

        HAWAI`I ADMINISTRATIVE RULES TITLE 13 DEPARTMENT OF LAND AND NATURAL RESOURCES SUBTITLE 13 HISTORIC PRESERVATION DIVISION CHAPTER 300

        Add to Reading List

        Source URL: files.hawaii.gov

        Language: English - Date: 2013-01-12 02:54:56
        UPDATE